Resources for Policy Writers
The following documents are designed to assist policy and procedure owners as they navigate the process of formulating, documenting, and promulgating campus wide policies and procedures at the University of California, Santa Cruz.
Campus Wide Administrative Policies This document provides Policy Sponsors and Policy Owners guidance to ensure a consistent, inclusive, and transparent vetting and approval process for administrative policies affecting a broad range of the campus community by defining roles and responsibilities, processes, and communication requirements in the absence of a system wide policy on policies.
Campus Wide Administrative Policies and Procedures Approval Process This procedure document lays out the step-by-step process for determining the need, developing, vetting, obtaining approval, and communicating new and revised campus wide administrative policies and procedures.
Policy and Procedure Transmittal Sheet This transmittal sheet helps policy and process owners document the review and approval process of new and revised policies and procedures.
Policy Template This policy template is a predesigned fixed format structure used to provide guidance and facilitate easy, consistent capture of all required policy components.
Procedure Template Like the policy template, the procedure template is predesigned to provide guidance and facilitate easy consistent capture of all required procedure components.
Campus Policy Approval Flowchart This draft process documents the steps involved in the campus policy approval process.
Consultation Plan Checklist The Policy Owner should consult with the PCO to determine the appropriate reviewing parties. The checklist then acts as a communication roadmap.
UC Systemwide Policies
University Policy Office in the Office of the President is the office of record for Presidential delegations of authority and Presidential policies. The process of development, coordination, review and issuance of these documents is the responsibility of that office; legal review is the responsibility of the General Counsel of The Regents. Presidential policies may be issued in the form of letters, statements, delegations of authority, or as policy manuals.
Occasionally this site provides a link to an important non-UC resource (e.g., Federal regulations).
Policies and Procedures
Policy. A University policy is a written statement that meets all four of the following conditions:
It has general applicability to members of the University community (and is not specific to a particular division, department, or office).
It addresses basic values of the University, or supports the teaching, research, and public service mission of the University, or promotes efficient operations, or ensures compliance with laws or regulations, or reduces institutional risk.
It mandates or constrains certain actions and may contain specific requirements for compliance.
It requires formal approval by the highest executive or academic authorities of the institution (e.g., The Regents, the UC President, the Chancellor, the Campus Provost and Executive Vice Chancellor, an officer of the University specifically designated by the President or Chancellor, or the Academic Senate).
Procedure. A procedure is a set of guidelines or a description of a set of steps or a process which, if followed, implements policy.
UC Santa Cruz' on-line policy and procedures system was developed and designed to assist the campus in its goal of providing tools needed to effectively move decision-making to more appropriate levels within the campus' organization and to streamline its processes.
Delegations of Authority
Delegation of authority letters assign formal authority and responsibility for actions and activities to specific campus administrators. This authority is usually originated by the President of the University. In addition, campus administrators have certain responsibilities inherent to their job responsibilities.
- Align authority with appropriate organization level of responsibility. I.e., place delegation (authority) where actual decision and financial accountability rests.
- Ensure Consistency. I.e., ensure that delegations are consistent and do not conflict with Standing Orders of the Regents, Presidential delegations, current policy statements, financial bulletins, and manuals.
- Provide authority to the position. I.e., Written authority is granted to a title and position rather than an individual.
Policy Coordination (firstname.lastname@example.org, x9-3411), on behalf of the Campus Provost/Executive Vice Chancellor and Chancellor's Offices, is responsible for coordinating campus delegations of authority and policy development. The Office is also responsible for maintenance of this website and for serving as a central consulting resource to campus administrative officers and policy and procedure owners. The Office of the Campus Provost and Executive Vice Chancellor is the office of record for the official version of all campus delegations of authority and of all campus administrative policies.