Authority to Approve Independent Consultant Agreements (Up to $100,000)

(Delegation of Authority SCDA-BUS0002)

I.  Delegation Summary

Delegated To:          Business Contracts Administrators

 

Scope of Delegation:        This delegation provides authorization to act as Responsible Administrative Officials with responsibility for establishing and implementing procedures necessary for executing independent consultant agreements and to approve and co-sign, with the Program Review Officials, campus independent consultant agreements not involving University expenditures of more than $100,000.

 

Delegated By:          Director, Materiel Management

 

Issuing Date:            August 3, 1999

 

II.  Detailed Delegation

A.  Detailed Delegation Statement

Effective immediately, in accordance with Business and Finance Bulletin BUS-34, Vice Chancellors, Associate Chancellors, and Assistant Chancellors are authorized to act as Program Review Officials to authorize and execute independent consultant agreements and amendments within  their respective areas of responsibility after reviewing the proposed agreement or amendment for consistency with organizational programs and objectives.  This authority extends to withholding final payment until evidence is received that the terms of the agreement have been completed.

 

Effective immediately, Business Contracts Administrators are authorized to act as Responsible Administrative Official, with responsibility for establishing and implementing procedures necessary to fulfill the requirements of Bulletin BUS-34, Securing the Services of Independent Consultants, and to approve and co-sign, with the Program Review Officials, campus independent consultant agreements not involving University expenditure of more than $100,000 on behalf of The Regents of the University of California.

 

This is a redelegation of a portion of the authority delegated to me by the Chancellor in campus delegation SCDA-BUS0001, dated August 7, 1997.  The authority redelegated must be exercised in accordance with the restrictions of the campus delegation, Business and Finance Bulletin BUS-34, and the campus procedure on engaging the services of independent consultant.

 

 

B.  Restrictions/Exceptions

All agreements must be approved as to legal form by the General Counsel and Vice President for Legal Affairs prior to execution unless previously approved by that office and issued without revision.

 

 

C.  Authority to redelegate

This authority may not be redelegated. 

 

D.  Definitions

Independent consultant:  an individual or organization outside the University of recognized scientific, professional or technical competence who provides primarily written and/or oral professional or technical advice in an independent contractor relationship.

 

III.  “Supersedes” Notification

This delegation of authority supersedes all previous campus delegations on this subject, including but not limited to: 

 

UCSC Delegation, Chancellor to Vice Chancellors, et al., dated October 15, 1996.

UCSC Delegation, Chancellor to Director of Accounting and Business Affairs,

    dated August 15, 1990.

UCSC Delegation, Chancellors to Deans, et al., Appointment as Alternate   

    Authorizing Official, August 15, 1990

IV.  Getting Help

The campus Business  Contracts  Office can respond to questions about this delegation of authority.

 


 

 

 

If you need help with ...

Contact ...

Confirming that a proposed agreement is a consultant agreement

Business Contracts x9-4533

Determining the appropriate Program Review Official

Business Contracts  x9-4533

Determination of contractor or consultant vs. employee relationship

See UCSC Policy MM0004, Purchasing Personal and Professional Services; also see UCSC Policy MM0005, Determination of Employer-Employee vs. Independent Contractor Relationship.

Other business contracts

Business Contracts x9-4533

Payment of Independent Consultants

Accounts Payable Help Desk, x9-2909

 

 

 

 

 

V.  Authority/References

Authority to make this delegation is documented as follows :

 

SCDA-BUS0001, Authority to Approve Independent Consultant Agreements, Chancellor to Vice Chancellors, et al., August 7, 1997.

References

UCSC Procedure BUS0003:  Engaging the Services of Independent Consultants

UCSC Policy MM0002:  Purchasing Conduct and Ethics

UCSC Policy MM0003:  Employee-Vendor Relationships and Conflict of  

      Interest

UCSC Policy MM0004:  Purchasing Personal and Professional Services

UCSC Policy MM0005:  Determination of Employer-Employee vs. Independent Contractor Relationships

Business and Finance Bulletin BUS-34, Securing the Services of

     Independent Consultants

Business and Finance Bulletin BUS-43, Materiel Management

Business and Finance Bulletin BUS-76, Engagements with the Regents’  

     Audit Firm

Academic Personnel Manual Section 664.

 

Related Delegations of Authority

SCDA-BUS0003, Authority to Approve Certain Business Contracts and Agreements, Chancellor to Vice Chancellors.


 

VI.  Copies

The following individuals/offices were provided copies of this delegation

Special Assistant--Coordination and Review

Senior Vice President--Business and Finance

Secretary of the Regents

General Counsel and Vice President for Legal Affairs

Director, Materiel Management